CADTH Health Technology Review

Chlorhexidine Oral Care in Critically Ill Adults

Rapid Review

Authors: Anusree Subramonian, Jennifer Horton

Abbreviations

BOAG

Barnason’s oral assessment guide

BOAS

Beck Oral Assessment Scale

CHX

chlorhexidine gluconate

ICU

intensive care unit

RCT

randomized controlled trial

RNAO

Registered Nurses’ Association of Ontario

SD

standard deviation

SR

systematic review

VAP

ventilator-associated pneumonia

VAT

ventilator-acquired tracheobronchitis

Key Messages

Context and Policy Issues

Ventilator-associated pneumonia (VAP) is an important cause of mortality and morbidity in individuals who are critically ill and on ventilatory support.1 VAP is defined as a hospital-acquired pneumonia that develops after 48 hours or more on endotracheal intubation.1 Intubation can lower the immunity of the oral cavity, which, combined with the mechanical stress of the endotracheal tube, can introduce pathogens resulting in airway infections.2 It has been estimated that, in Canada, 10.6 cases of VAP are recorded per 1,000 ventilator days and approximately 230 deaths per year are due to VAP. The cost to the Canadian health care system from VAP is $46 million per year.1

Chlorhexidine gluconate (CHX) is an antiseptic drug widely used in the oral care protocol to prevent VAP.3 In spite of its broad use and inclusion in VAP-prevention bundles, some evidence suggests that CHX oral care may paradoxically increase the risk of mortality.4 Further, CHX harms the oral mucosa, resulting in oral lesions and bleeding.4 A previous CADTH report found that CHX was effective in preventing nosocomial pneumonia and bloodstream infections in hospitalized adults. The report highlighted the uncertainty of evidence regarding the benefit of CHX in preventing VAP.5

The purpose of this report is to summarize the evidence regarding the clinical effectiveness and cost-effectiveness of CHX for oral care in adult patients with artificial airways and/or who are in critical care being mechanically ventilated. Additionally, the report also aims to review evidence-based guidelines on oral care in adult patients with artificial airways and/or who are in critical care and being mechanically ventilated.

Research Questions

  1. What is the clinical effectiveness regarding the routine use of chlorhexidine as a drug for oral care in adult patients with artificial airways and/or who are critically ill and on ventilators?

  2. What is the cost-effectiveness of routine use of chlorhexidine as a drug for oral care in adult patients with artificial airways and/or who are critically ill and on ventilators?

  3. What are the evidence-based guidelines regarding oral care drugs for routine use in adults with artificial airways or critically ill adults on ventilators to prevent ventilator-associated pneumonia?

Methods

Literature Search Methods

A limited literature search was conducted by an information specialist on key resources including MEDLINE, the Cochrane Database of Systematic Reviews, the international HTA database, the websites of Canadian and major international health technology agencies, as well as a focused internet search. The search strategy comprised both controlled vocabulary, such as the National Library of Medicine’s MeSH (Medical Subject Headings), and keywords. The main search concepts were chlorhexidine, oral care, and critical care. No filters were applied to limit the retrieval by study type. Two additional searches were done. The first additional search was done for chlorhexidine and oral care, with CADTH-developed search filters applied to limit retrieval to health technology assessments, systematic reviews, meta-analyses, or network meta-analyses; randomized controlled trials; and economic studies. The second additional search was done for oral care and critical care, with CADTH-developed search filters applied to limit retrieval to guidelines. Where possible, retrieval was limited to the human population. The search was also limited to English-language documents published between January 1, 2018 and September 2, 2021.

Selection Criteria and Methods

One reviewer screened citations and selected studies. In the first level of screening, titles and abstracts were reviewed and potentially relevant articles were retrieved and assessed for inclusion. The final selection of full-text articles was based on the inclusion criteria presented in Table 1.

Table 1: Selection Criteria

Criteria

Description

Population

Adults with artificial airways and/or adults in critical care being ventilated

Intervention

Q1 and Q2: Chlorhexidine oral solution (e.g., 0.12% solution)

Q3: Oral care drugs

Comparator

Q1 and Q2: Other types of oral care (e.g., sodium bicarbonate, hydrogen peroxide)

Q3: Not applicable

Outcomes

Q1: Clinical benefit (e.g., changes in rate of ventilator-associated pneumonia and improvement in oral hygiene) and harms (e.g., changes in rate of mortality, morbidity, oral sores and wounds)

Q2: Cost per clinical benefit gained (e.g., incremental cost per health benefit, cost per quality-adjusted life-year gained)

Q3: Recommendations regarding the use of chlorhexidine and alternative oral care drugs for routine use in critically ill adults to prevent ventilator-associated pneumonia

Study designs

Health technology assessments, systematic reviews, randomized controlled trials, non-randomized studies, economic evaluations, and evidence-based guidelines

Exclusion Criteria

Articles were excluded if they did not meet the selection criteria outlined in Table 1 or if they were duplicate publications. Articles published before December 2018 were excluded to avoid overlapping with the previous CADTH report.5 Systematic reviews (SRs) in which all relevant studies were captured in other more recent or more comprehensive SRs were excluded. Primary studies retrieved by the search were excluded if they were captured in 1 or more of the included SRs. Guidelines with unclear methodology were also excluded.

Critical Appraisal of Individual Studies

The included publications were critically appraised by 1 reviewer using the following tools as a guide: A MeaSurement Tool to Assess systematic Reviews 2 (AMSTAR 2)6 for SRs, the Downs and Black checklist7 for randomized and non-randomized studies, and the Appraisal of Guidelines for Research and Evaluation (AGREE) II instrument8 for guidelines. Summary scores were not calculated for the included studies; rather, the strengths and limitations of each included publication were described narratively.

Summary of Evidence

Quantity of Research Available

A total of 305 citations were identified in the literature search. Following screening of titles and abstracts, 271 citations were excluded and 34 potentially relevant reports from the electronic search were retrieved for full-text review. One potentially relevant publication was retrieved from the grey literature search for full-text review. Of these potentially relevant articles, 29 publications were excluded for various reasons and 6 publications met the inclusion criteria and were included in this report. These comprised 3 SRs,9-11 2 randomized controlled trials (RCTs),12,13 and 1 evidence-based guideline.14 Appendix 1 presents the PRISMA15 flow chart of the study selection.

Additional references of potential interest are provided in Appendix 6.

Summary of Study Characteristics

Three SRs9-11 (2 with meta-analyses9,11), 2 RCTs,12,13 and an evidence-based guideline14 were included in the current report. All 3 SRs had broader inclusion criteria than the present review.9-11 In them, a number of interventions and comparators were of interest. Only the characteristics and results of the subset of the studies included in the SRs that are relevant to the present review are described in this report.

Additional details regarding the characteristics of the included publications are provided in Appendix 2.

Study Design

The 3 SRs included in this report were published in 2021,10 2020,11 and 2019.9 All individual studies contained within the 3 SRs were RCTs. There was some overlap of primary studies across the SRs, as shown in Appendix 5.

The SR by Mojtahedzadeh et al.10 searched for studies published until August 2020. It included 18 studies, among which 7 were relevant to the current report. The SR by Zhao et al.11 was an update to its 2016 version. In the 2020 version used in this report, studies identified until February 2020 were considered. The SR included 37 studies, among which 7 were relevant to the current report. Lastly, the SR by Lee et al.9 searched for studies published until September 2018. Eleven studies were included in the SR, among which 5 were relevant to this report.

The 2 included primary studies were RCTs, 1 double-blind12 and the other single-blind.13 Both studies were published in 2021.12,13 One RCT was published as a correspondence (i.e., a letter to the editor).12 Details regarding the study methodology and population were not available in the publication.

The included evidence-based guideline was developed by the Registered Nurses’ Association of Ontario (RNAO).14 Evidence for the formulation of the guideline was obtained through a systematic literature review, a review of previous guidelines, a guideline search and gap analysis, as well as expert consultation. The quality of evidence that was used to formulate recommendations was assessed using the Cochrane Risk of Bias tool (for RCTs), ROBINS-I (for observational studies), AMSTAR 2 (for SRs), and AGREE-II (for guidelines). Recommendations were developed through consensus and voting. Certainty of evidence was evaluated using the Grading of Recommendations Assessment, Development and Evaluation (GRADE) approach and were rated as high, moderate, low, or very low. The strength of each recommendation was indicated as strong or conditional. A strong recommendation implies that a majority of persons will be best served by the recommended action. A conditional recommendation implies that some uncertainty exists and that not all persons will be best served by the recommended action, thus requiring a more careful consideration of personal circumstances, preferences, and values.

Country of Origin

The SRs were conducted by authors from Canada,9 China,11 and Iran.10

The RCTs were conducted in Iran12 and Turkey.13

The guideline was developed in Canada.14

Patient Population

The relevant patient population in the SR by Mojtahedzadeh et al.10 were adult patients undergoing tracheal intubation. Across the relevant studies, 534 patients were enrolled. Additional characteristics of the patients — such as age and the duration of intubation — were not reported. The SR by Zhao et al.11 included critically ill patients who were mechanically ventilated for 48 hours or more and did not have VAP or respiratory infections at baseline. Overall, there were 626 participants across the studies who were relevant to the current report. The mean age of the participants ranged from 34.4 years to 56.9 years. In the SR by Lee et al.,9 adult patients admitted to the intensive care unit (ICU) and on ventilators were included. The number of participants in the relevant subset of studies was not reported. The mean age of the participants ranged from 36.1 years to 58.7 years.

In the RCT by Izadi et al.,12 eligible participants were patients on mechanical ventilation. However, additional inclusion and exclusion criteria were not reported. The total number of participants was 78 (CHX group, n = 37; control group, n = 36). Although it was reported as if there were no differences between the 2 groups in baseline characteristics such as age, sex, comorbidities, and baseline oral health, specific demographic and clinical characteristics of the participants were not reported. In the RCT by Kes at al.,13 adult patients who were mechanically ventilated and admitted to the critical care unit were included. Patients who were ventilated for less than 48 hours, who had confirmed pneumonia prior to ICU admission, who were undergoing chemotherapy or radiation therapy, who had maxillofacial surgery or a tracheostomy, or who were pregnant were excluded. Accordingly, 76 patients were enrolled (CHX group, n = 38; control group, n = 38). The mean age of the patients was 72.79 years (standard deviation [SD] = 12 years) in the CHX group and 77.37 years (SD = 10.1 years) in the control group.

The target population for the guideline14 was adults who require assistance for their oral care. Relevant to this report, adult patients who were in critical care and being ventilated were part of the target population in the guideline. The intended users of the guideline were nurses, caregivers, educators, health service organizations, academic institutions, and families.

Interventions and Comparators

Several interventions and comparators were included in the SRs. Relevant to the current report, the included SRs considered various concentrations (0.12% to 2%) of CHX solution. In 1 SR,10 CHX was compared to any natural products or herbal products, including miswak, matrica, echinacea and aloe vera extract, zufa, and orthodentol mouthwash. In the SR by Zhao et al.,11 the relevant comparators were other oral care drugs, such as potassium permanganate, ozonated water, Nanosil, hydrogen peroxide, and miswak. Similarly, in the SR by Lee et al.,9 the comparators were other oral care drugs, such as bicarbonate, potassium permanganate, and saline.

In the RCT by Kes et al.,13 the intervention was oral care with 0.12% CHX gluconate every 8 hours. Patients in the control group received similar oral care with sodium bicarbonate. In the RCT by Izadi et al.,12 CHX mouthwash was used for oral care every 8 hours (strength not reported). Patients in the control group received ozonated water in the same frequency.

Oral care protocols and techniques for oral care were considered in the guideline.14

Outcomes

The relevant outcomes of interest in the SRs were VAP,9-11 mortality,9,11 and use of systemic antibiotics.11In the SRs by Zhao et al.11 and Lee et al.,9 VAP was defined as pneumonia in a patient who was on mechanical ventilation for at least 48 hours, and mortality was defined as either all-cause ICU mortality9,11 or 30 day all-cause mortality.11 Outcome definitions were not reported in the SR by Mojtahedzadeh et al.10

In the RCT by Izadi et al.,12 the outcome of interest was oral health measured using the Beck Oral Assessment Scale (BOAS). The scale comprises 5 subscales assessing the status of lips, mucous membranes and gums, teeth, tongue, and saliva. Each subscale measures oral health from 1 to 4, 4 indicating poorer health. Thus, the overall BOAS score ranges from 5 to 20, with a lower score indicating better oral health. The primary outcome in the RCT by Kes et al.13 was the incidence of VAP. Clinical diagnostic criteria for VAP were new or worsening infiltrates in a chest X-ray, together with 2 of the following: purulent tracheal aspirate, need for positive end-expiratory pressure of greater than 20% to maintain O2 saturation over 90%, white blood cell counts of less than 4,000/mm3 or greater than 11,000/mm3, body temperature of less than 35 0C or higher than 38.5 0C. Other outcomes assessed in the RCT were ventilator-associated tracheobronchitis (VAT) and oral health. VAT was defined using the same criteria as VAP, except for the presence of lung infiltrates. Oral health was assessed using Barnason’s oral assessment guide (BOAG), which evaluates 6 areas that assess teeth, lips, oral mucosa, saliva and gums, each on a 3-point scale. Overall scores range from 6 to 18, with a lower score indicating better oral health.13

Major outcomes considered in the included evidence-based guideline were oral health status, frequency of oral care, VAP, hospital-acquired pneumonia, and the knowledge and ability of health providers to provide oral care.14

Summary of Critical Appraisal

Additional details regarding the strengths and limitations of included publications are provided in Appendix 3.

Systematic Reviews

The 3 included SRs9-11 described their objectives and inclusion criteria clearly, which included components of population, intervention, comparators, and outcomes. Multiple electronic databases were searched to identify eligible studies. Additional searches of bibliography and trial registries were also performed. The literature search was conducted within 24 months of completion and publication of the SRs. Study selection was conducted independently by 2 reviewers. Quality assessment of the included studies was done using validated tools.9-11 A list of excluded studies and the reasons for exclusion were reported in 2 SRs.9,11 Appropriate meta-analyses relevant to the current report were conducted in the SR by Zhao et al.11 using a fixed-effects model because of the low number of primary studies. In that SR,11 heterogeneity was assessed using the I2 statistic and reported as none (I2 = 0%) and low (I2 = 37%) for the VAP and mortality outcomes, respectively. Results of the meta-analyses in that SR11 were reported as effect sizes (i.e., risk ratios) with 95% confidence intervals and the quality of evidence was assessed using the GRADE approach. Detailed characteristics and results of the included studies were described in the SR by Zhao et al.11

The SRs had several limitations. In 2 SRs, it was unclear whether a protocol was published prior to the conducting of the review.9,10 In the SR by Mojtahedzadeh et al.,10 the characteristics of the included studies — such as the mean age and duration of ventilation — were not reported. As adult and pediatric patients were of interest to the SR,10 without the age of participants, it was not possible to confirm that the included studies relevant to the current report were conducted exclusively in adult populations. In that SR,10 results of the individual primary studies were not reported and the overall results of the SR were not reported clearly. Therefore, the comparative clinical effectiveness of CHX and the herbal oral care products were unclear from the SR.10 In the SR by Lee at al.,9 all comparators of interest (e.g., placebo, potassium permanganate, standard care) were grouped together as “control group” in the meta-analysis and separate analyses were not conducted with different comparators. Therefore, in that SR,9 the comparative effectiveness of CHX against other specific oral care products were unclear. Some details of the included studies such as the number of participants in the individual studies were not reported in the SR by Lee et al.9 In all 3 SRs, it was reported that the included relevant primary studies had several methodological limitations and high and unclear risk of bias.9-11 This could lower the validity and quality of the overall results of the SRs. Lastly, publication bias was not assessed in any of the SRs, either because of the low number of studies identified for each outcome11 or for unclear reasons.9,10

Randomized Controlled Trials

The objectives were clearly described in the 2 included RCTs.12,13 Both trials had randomized allocation and blinding (one12 was double-blinded and the other13 was single-blinded). In both RCTs, participants in both groups were enrolled from the same centres over the same period. Facilities at the study hospitals were likely representative of the treatment that the majority of patients receive. The outcome, oral health, was assessed using validated instruments in both RCTs.12,13

The RCT by Izadi et al.12 was published as a correspondence (i.e., a letter to the editor) and only limited details about the study methodology, participants, statistical analysis, and results were reported in the publication. Although the authors reported that the age, sex, underlying conditions, and baseline oral health were not different between the treatment and control groups, numerical or tabulated information of these baseline characteristics were not provided.12 Other potential confounding factors, such as the duration of ventilation, that could have affected the results were not reported in the RCT. Strength of CHX used in the treatment group, another factor which could affect the outcome, was also not reported. Therefore, a thorough critical appraisal of the study regarding internal and external validity was not possible. In the RCT by Kes et al.,13 a quarter of the enrolled participants (i.e., 19 out of 76 patients) dropped out of the study for various reasons (e.g., death, loss to follow-up) and these patients were excluded from the analysis. It is possible that this high study attrition could have affected the study results. Furthermore, according to the power calculation reported in the study, 38 patients were required in each group to ensure adequate power. However, 28 and 29 patients were included in the analysis of the treatment and control groups, respectively, suggesting that the study might not have been powered to detect statistically significant differences. The outcome for which the power calculation was performed was unclear. Patients were followed up for 3 days and it is unclear whether a longer duration of treatment could have affected the oral health outcome. The overall mean BOAG score, which was found to be significantly different between the groups, was calculated by including the baseline scores from day 1 (i.e., before treatment), together with scores on days 2 and 3 (i.e., after treatment), lowering the validity of the results. Change in oral health scores from baseline was not reported or compared in either of the included RCTs.12,13

Guidelines

The scope and purpose of the included RNAO guideline were described clearly.14 The target population and intended users of the guideline were clearly identified. The guideline was developed by an interdisciplinary group, whose members were listed. Systematic methods were used to search for evidence. The criteria for selecting the evidence and the quality assessment of the evidence were rigorous and appropriate. Recommendations were formulated by a consensus method involving the recommendation development group. The guideline was validated by a team of experts before publication. The process for guideline update was described. The recommendations were clear and easily identifiable. The evidence source for each recommendation was described and discussed. The certainty of evidence and the strength of each recommendation were assessed objectively and reported clearly. The criteria and instructions for the auditing and monitoring of the guideline were provided. There was adequate editorial independence.

The RNAO guideline14 was general to all persons requiring oral care assistance, which included patients on ventilators. Specific recommendations for oral care in critically ill and mechanically ventilated individuals were not provided. A research gap was identified in understanding the effect of oral care in the prevention of VAP. Because of the limitations of the identified evidence, the recommendations were of low certainty and conditional.

Summary of Findings

Results from the included studies are summarized here by outcome. Appendix 4 presents the main study findings.

Clinical Effectiveness of CHX

Ventilator-Associated Pneumonia

The SR by Zhao et al. reported that, compared to ozonated water, CHX oral care was associated with a statistically significantly higher rate of VAP occurrence.11 The evidence was from 1 RCT and no meta-analysis was conducted.

The same SR also reported that, compared to Nanosil, CHX oral care was associated with a statistically significantly higher rate of VAP occurrence.11 The evidence was from 1 RCT and no meta-analysis was conducted.

Evidence from an SR9 (reporting the results of 1 RCT) and a single-blind RCT13 suggested that CHX oral care was associated with statistically significantly lower rates of VAP occurrence compared to oral care with bicarbonate.

The SR by Lee et al. reported mixed results (from 2 RCTs) for the rates of VAP occurrence with CHX oral care compared to saline. While 1 RCT found that the rate of VAP occurrence was statistically significantly lower with CHX oral care, another RCT found no statistically significant difference between the groups.9

There were no statistically significant differences in the rates of VAP occurrence in patients who received CHX compared to those who received oral care with potassium permanganate (evidence from 2 SRs),9,11 hydrogen peroxide (evidence from 1 SR),11 or miswak (evidence from 1 SR).11

Mortality

There were no statistically significant differences in all-cause mortality or all-cause ICU mortality between CHX oral care and oral care with other agents, such as potassium permanganate (evidence from 2 SRs),9,11 Nanosil (evidence from 1 SR),11 saline (evidence from 1 SR),9 or bicarbonate (evidence from 1SR).9

Oral Health

Compared to ozonated water, oral care with CHX was associated with poorer oral health, as suggested by the evidence from an RCT.12 At day 3 and 5 of oral care, patients who received CHX had statistically significantly higher BOAS scores (indicating poorer oral health) compared to those who received ozonated water. Baseline and day 1 BOAS scores were not significantly different between the groups. Change in BOAS scores from baseline was not reported or compared.12

Evidence from 1 RCT showed that there were no statistically significant differences in oral health, measured with BOAG, between oral care with CHX and that with bicarbonate at days 2 and 3. The overall mean BOAG score of the CHX group was statistically significantly lower (indicating better oral health) than that of the bicarbonate group. It should be noted that the overall mean score was calculated by including the baseline scores (before study intervention) to the scores on days 2 and 3. Change in BOAG scores from baseline was not reported or compared.13

Ventilator-Associated Tracheobronchitis

Results from an RCT showed that there were no statistically significant differences in the rates of VAT occurrence in patients who received CHX oral care compared those who received bicarbonate.13

Use of Systemic Antibiotics

One SR (Zhao et al.11) reported results from an RCT that compared CHX with miswak. There were no statistically significant differences in the rates of systemic antibiotic usage between the CHX group and miswak group.11

Adverse Events

No relevant evidence regarding the safety of CHX for oral care in adult patients who are critically ill and on ventilators was identified; therefore, no summary can be provided.

Cost-Effectiveness of CHX

No relevant evidence regarding the cost-effectiveness of CHX for oral care in adult patients who are critically ill or on ventilators was identified; therefore, no summary can be provided.

Evidence-Based Guidelines Regarding Oral Care Drugs

No specific guidelines were identified regarding oral care for patients who were critically ill and mechanically ventilated. The RNAO guideline14 was general to all persons requiring oral care assistance, which included patients on ventilators. No recommendations were provided in the guideline regarding the use of CHX or other oral care drugs for routine use to prevent VAP in critically ill adults.14

The guideline suggested a multi-component oral care protocol for health providers. It should include components of standardized approach to assess oral health, individualized care plan, step-by-step guidance for oral care, and the identification of oral care tools and materials. The certainty of evidence was very low and the recommendation was conditional. A list of oral care tools and products was provided in the guideline, which included foam swabs, oral rinses, oral suctions, saliva substitutes, nystatin, tongue cleaners, toothbrushes, and toothpastes. The use of and evidence regarding rinses with oral care drugs such as CHX and povidone-iodine in lowering the risk of VAP was discussed; however, no recommendations were formulated.14

Limitations

The evidence summarized in this report was of low quality, with several methodological limitations, as described earlier. The SR by Zhao et al.11 was well-conducted; however, the primary studies included in the SR were at high risk of bias, lowering the validity of the results. No evidence regarding the safety and adverse effects of CHX was identified. No evidence regarding the cost-effectiveness of CHX for oral care in adult patients who are critically ill and on ventilators was identified. No specific guidelines were identified regarding oral care for patients who were critically ill and mechanically ventilated. Based on what was reported, none of the studies included in the 3 SRs9-11 and none of the included RCTs12,13 were conducted in Canada.

Conclusions and Implications for Decision- or Policy-Making

Three SRs9-11(2 with meta-analyses9,11) and 2 RCTs12,13 were identified regarding the clinical effectiveness of CHX oral care in adult patients with artificial airways and/or who were critically ill and mechanically ventilated. An evidence-based guideline14 for the oral care for adults who require assistance was included. No evidence regarding the cost-effectiveness of CHX for oral care was identified.

Overall, the evidence regarding clinical effectiveness was of low quality and the results should be interpreted with caution in light of the methodological limitations. Compared to ozonated water and to Nanosil, oral care with CHX was associated with significantly higher rates of VAP occurrence.11 Compared to bicarbonate, CHX oral care was associated with significantly lower rates of VAP occurrence.9,13 Evidence suggested that CHX was not significantly different from other oral care products, such potassium permanganate, hydrogen peroxide, and herbal agents (e.g., miskwak) in lowering the risk of VAP.9,11 There were no significant differences in all-cause mortality or all-cause ICU mortality between CHX and other oral care drugs.9,11 Low-quality evidence from RCTs suggested that CHX was associated with poorer oral health, compared to ozonated water,12 and no significantly different oral heath, compared to bicarbonate.13 One RCT of low quality also found that there were no significant differences in the rate of VAT occurrence between patients who received CHX and those who received bicarbonate for their oral care. Compared to the herbal product miswak, there were no significant differences in the use of systemic antibiotics associated with CHX oral care.11 There was no evidence regarding outcomes such as duration of ventilation or duration of ICU stay. Comparative evidence regarding the safety or adverse effects of CHX and other oral care drugs were not reported in any of the included publications.

The target population of the included guideline14 was all persons requiring oral care assistance. The guideline was developed with a comprehensive evidence search and rigorous methods. Because of the certainty of evidence being low or very low, conditional recommendations were made about a multi-component oral care protocol for health providers and educating persons and caregivers on the importance of oral care.14 No recommendations were provided in the guideline regarding the use of CHX or other oral care drugs for routine use to prevent VAP in critically ill adults.

A previous CADTH report published in 2019 examined the clinical effectiveness of CHX for oral care in adult patients who were hospitalized.5 The report highlighted the unclear evidence regarding the effectiveness of CHX in preventing VAP in medical and non-cardiac ICUs, where patients are more likely to be ventilated for longer durations. The included guideline also pointed to the research gaps in this topic.14 Well-designed, large, comparative trials are warranted to study the risks and benefits of oral care with CHX. Cost-effectiveness analyses could also play a role in informed decision-making and are therefore needed.

References

1.Pneumonia. Hospital Harm Improvement Resource. Ottawa (ON): Canadian Patient Safety Institute; 2016: http://www.patientsafetyinstitute.ca/en/toolsResources/Hospital-Harm-Measure/Documents/Resource-Library/HHIR%20Pneumonia.pdf. Accessed 2021 Oct 4.

2.Terezakis E, Needleman I, Kumar N, Moles D, Agudo E. The impact of hospitalization on oral health: a systematic review. J Clin Periodontol. 2011;38(7):628-636.PubMed

3.Klompas M, Li L, Kleinman K, Szumita PM, Massaro AF. Associations Between Ventilator Bundle Components and Outcomes. JAMA Intern Med. 2016;176(9):1277-1283.PubMed

4.Bouadma L, Klompas M. Oral care with chlorhexidine: beware! Intensive Care Med. 2018;44(7):1153-1155.PubMed

5.Chlorhexidine for Oral Care. A Review of Clinical Effectiveness and Guidelines. CADTH rapid response report: summary with critical appraisal. Ottawa (ON): CADTH; 2019: https://www.cadth.ca/sites/default/files/pdf/htis/2019/RC1064%20Chlorhexidine%20for%20oral%20care%20Final.pdf. Accessed 2021 Oct 4.

6.Shea BJ, Reeves BC, Wells G, et al. AMSTAR 2: a critical appraisal tool for systematic reviews that include randomised or non-randomised studies of healthcare interventions, or both. BMJ. 2017;358:j4008.PubMed

7.Downs SH, Black N. The feasibility of creating a checklist for the assessment of the methodological quality both of randomised and non-randomised studies of health care interventions. J Epidemiol Community Health. 1998;52(6):377-384.PubMed

8.Agree Next Steps C. The AGREE II Instrument. [Hamilton, ON]: AGREE Enterprise; 2017: https://www.agreetrust.org/wp-content/uploads/2017/12/AGREE-II-Users-Manual-and-23-item-Instrument-2009-Update-2017.pdf. Accessed 2021 Oct 4.

9.Lee S, Lighvan NL, McCredie V, et al. Chlorhexidine-Related Mortality Rate in Critically Ill Subjects in Intensive Care Units: A Systematic Review and Meta-Analysis. Respir Care. 2019;64(3):337-349.PubMed

10.Mojtahedzadeh M, Mashhadi Akbar Boojar M, Habtemariam S, et al. Systematic review: Effectiveness of herbal oral care products on ventilator-associated pneumonia. Phytother Res. 2021;35(7):3665-3672.PubMed

11.Zhao T, Wu X, Zhang Q, Li C, Worthington HV, Hua F. Oral hygiene care for critically ill patients to prevent ventilator-associated pneumonia. Cochrane Database Syst Rev. 2020;12:CD008367.PubMed

12.Izadi M, Bagheri M, Bahrami Far A, Sureda A, Soodmand M. Effect of ozonated water and chlorhexidine mouthwash on oral health in critically ill patients on mechanical ventilation: A double-blind randomised clinical trial. Intensive Crit Care Nurs. 2021;66:103083.PubMed

13.Kes D, Aydin Yildirim T, Kuru C, Pazarlıoglu F, Ciftci T, Ozdemir M. Effect of 0.12% Chlorhexidine Use for Oral Care on Ventilator-Associated Respiratory Infections: A Randomized Controlled Trial. J Trauma Nurs. 2021;28(4):228-234.PubMed

14.Oral health: Supporting adults who require assistance. Second edition. Toronto (ON): Registered Nurses’ Association of Ontario; 2020: https://rnao.ca/bpg/guidelines/oral-health-supporting-adults-who-require-assistance-second-edition. Accessed 2021 Oct 4.

15.Liberati A, Altman DG, Tetzlaff J, et al. The PRISMA statement for reporting systematic reviews and meta-analyses of studies that evaluate health care interventions: explanation and elaboration. J Clin Epidemiol. 2009;62(10):e1-e34.PubMed

Appendix 1: Selection of Included Studies

Figure 1: Selection of Included Studies

305 citations were identified, 271 were excluded, while 34 electronic literature and 1 grey literature potentially relevant full-text reports were retrieved for scrutiny. In total, 6 reports are included in the review.

Appendix 2: Characteristics of Included Publications

Table 2: Characteristics of Included Systematic Reviews and Meta-Analyses

Study citation, country, funding source

Study designs and numbers of primary studies included

Population characteristics

Intervention and comparators

Clinical outcomes, length of follow-up

Mojtahedzadeh et al. (2021)10

Iran

Funding source: NR

Systematic review of RCTs

Number of included studies, n = 18

Number of relevant primary studies, n = 7

Eligible population: Adult or pediatric participants undergoing tracheal intubation.

Relevant population: Adult participants undergoing tracheal intubation

Number of patients across the relevant primary studies, n = 534

Age: NR

Eligible interventions: Any natural products including raw materials, herbal extract, or products containing active ingredients

Eligible comparators: placebo or standard care

Relevant interventions:

  • Miswak (2 studies)

  • Matrica (2 studies)

  • Orthodentol mouthwash (1 study)

  • Echinacea and aloe vera extract (1 study)

  • Zufa (1 study)

Relevant comparator:

  • CHX 0.12% (1 study)

  • CHX 0.2% (3 studies)

  • CHX 12.2% (1 study)

  • CHX 2% (1 study)

  • CHX with strength NR (1 study)

  • Eligible outcomes: direct or indirect outcomes related to VAP

  • Relevant outcomes: Incidence of VAP, oral health

  • Length of follow-up: Ranged from 3 days to 3 weeks (or until death/ discharge from ICU) across the relevant primary studies

Zhao et al. (2020)11

China

Funding source: Wuhan Young and Middle-aged Medical Talents Training Program, China; Cochrane Oral Health Global Alliance; NIHR, UK; CMB of New York, US

Systematic review and meta-analysis of RCTs

Number of included studies, n = 37

Number of relevant primary studies, n = 9

Critically ill hospitalized patients who were mechanically ventilated for ≥ 48 hours without VAP or respiratory infection at baseline.

Overall number of patients, n = 5,675

Number of participants in the relevant studies, n = 894

Age of the relevant sample: Mean participant age ranged from 34.4 years to 58.4 years across the relevant studies.

Eligible interventions: Oral hygiene care procedures (e.g., oral and pharyngeal cavity rinse, professional assisted toothbrushing, antiseptics)

Eligible comparators: no treatment, placebo, standard care or other oral hygiene care procedures.

Relevant interventions:

  • CHX 0.2% (6 RCTs)

  • CHX 0.12% (2 RCTs)

  • CHX 2% (1 RCT)

Relevant comparators:

  • Potassium permanganate (2 RCTs)

  • Ozonated water (1 RCT)

  • Nanosil (1 RCT)

  • Hydrogen peroxide (2 RCTs)

  • Miswak (1 RCT)

  • Saline (2 RCTs)

Primary outcomes: incidence of VAP, mortality

Relevant secondary outcomes:

Duration of mechanical ventilation, duration of ICU stay, oral health (e.g., plaque index bleeding index), systemic antibiotic use, adverse events.

Length of follow-up: Ranged from 3 to 9 days.

Lee et al.,(2019)9

Canada

Funding source: NR

Systematic review and meta-analysis of RCTs

Number of included studies, n = 11

Number of relevant primary studies, n = 5

Adult participants admitted to the ICU and were ventilated

Overall number of patients, n = 1,769

Number of participants in the relevant studies, n = NR

Age of the relevant sample: Mean participant age ranged from 36.1 years to 58.65 years across the relevant studies

Eligible interventions: Standard ICU care with CHX

Eligible comparators: placebo, standard care

Relevant interventions:

  • CHX 0.2% (4 RCTs)

  • CHX 2% (1 RCT)

Relevant comparators:

  • Bicarbonate (2 RCTs)

  • Potassium permanganate (1 RCT)

  • Saline (2 RCTs)

Outcomes: ICU mortality, incidence of VAP

Length of follow-up: NR

CHX = chlorhexidine; CMB = Chinese Medical Board; ICU = intensive care unit; n = number; NIHR = National Institute for Health Research; NR = not reported; RCT = randomized controlled trial; SD = standard deviation; VAP = ventilator-associated pneumonia.

Note that this appendix has not been copy-edited.

Table 3: Characteristics of Included Primary Clinical Studies

Study citation, country, funding source

Study design

Population characteristics

Intervention and comparator(s)

Clinical outcomes, length of follow-up

Izadi et al.,(2021)12

Iran

Funding source: NR

Note: This RCT was published as a correspondence with limited details about the population and methods.

Double-blind RCT

Patients on mechanical ventilation

Inclusion criteria: NR

Exclusion criteria: NR

Number of participants, n = 78

CHX group, n = 37

Control group, n = 36

Age of the participants: NR

Intervention: CHX mouthwash every 8 hours, strength NR

Comparator: Ozonated water every 8 hours

Outcome: Oral health (measured with BOAS)

Length of follow-up: 5 days

Kes et al.,(2021)13

Turkey

Funding source: Karabuk University Scientific Research Projects Coordination Unit

Single-blind RCT

Inclusion criteria: Patients ≥ 18 years of age, who were admitted to a critical care unit and were mechanically ventilated

  • Exclusion criteria: Duration of mechanical ventilation < 48 hours, confirmed pneumonia before ICU admission, chemotherapy/radiotherapy, immunodeficiency, tracheostomy, maxillofacial or dental surgery, pregnancy.

  • Number of participants, n = 76

  • CHX group, n = 38

  • Control group, n = 38

  • Age of the participants:

  • CHX group: mean 72.79 years (SD 12 years)

  • Control group: mean 77.37 years (SD 10.1 years)

Sex of the participants:

  • CHX group: 62.1% males

  • Control group: 57.1% males

Intervention: Oral care with 0.12% CHX gluconate thrice daily

Comparator: Sodium bicarbonate thrice daily

Primary outcome: VAP, VAT

Secondary outcomes: Oral health (measured with BOAG)

Length of follow-up: 3 days

BOAG = Barnason’s oral assessment guide; BOAS = Beck oral assessment scale; CHX = chlorhexidine; ICU = intensive care unit; n = number; RCT = randomized controlled trial; SD = standard deviation; VAP = ventilator-associated pneumonia; VAT = ventilator-associated tracheobronchitis.

Table 4: Characteristics of Included Guideline

Intended users, target population

Intervention and practice considered

Major outcomes considered

Evidence collection, selection, and synthesis

Evidence quality assessment

Recommendations development and evaluation

Guideline validation

Registered Nurses’ Association of Ontario (2020)14

Intended users: Nurses, caregivers, members of the interprofessional team, caregivers, educators, health service organizations, academic institutions, families

Target population: Adults who require assistance to meet their oral care needs.

Oral care for adults who require assistance.

Intervention relevant to the current report: Oral care agents for mechanically ventilated adults.

Persons oral health status, frequency of oral care, VAP, HAP, knowledge and ability of health providers to provide oral care

Evidence collected using a systematic literature review.

Comprehensive search of the databases (e.g., CINAHL, MEDLINE, Cochrane database) was conducted for studies published from 2012 to 2019.

A review of previous guidelines, guideline search and gap analysis, expert consultation and group discussions (with interprofessional teams and patients/caregivers) were also conducted.

Quality of the studies: assessed using Cochrane Risk of Bias tool, ROBINS-I, and AMSTAR 2.

Certainty of evidence: assessed using the GRADE approach (ranging from very low to high certainty)a

Recommendations were formulated using evidence-to-decision framework.

Decisions regarding recommendations were made by an expert panel, who considered certainty of evidence and evaluated the strength of recommendations.

Strength of each recommendation indicated as strong or conditionalb based on context, certainty of evidence, balance of benefit and harms, health equity, and values and preferences.

Stakeholder review was done to obtain feedback on the drafted guideline.

AMSTAR 2 = A MeaSurement Tool to Assess systematic Reviews 2; CINAHL = Cumulative Index to Nursing and Allied Health Literature; GRADE = Grading of Recommendations, Assessment, Development and Evaluation; HAP = hospital-acquired pneumonia; ROBINS-I = Risk of Bias in Non-randomized Studies - of Interventions; VAP = ventilator-associated pneumonia.

aCertainty of evidence was assessed using the GRADE approach, with the following ratings:

Very low: We have very little confidence in the effect estimate: the true effect is likely to be substantially different from the estimate of effect.

Low: Our confidence in the effect estimate is limited: the true effect may be substantially different from the estimate of the effect.

Moderate: We are moderately confident in the effect estimate: the true effect is likely to be close to the estimate of the effect, but there is a possibility that it is substantially different.

High: We are very confident that the true effect lies close to that of the estimate of the effect.

bStrengths of recommendations included the following:

Strong recommendation: It implies that a majority of persons will be best served by the recommended action.

Conditional recommendation: Some uncertainty exists. Not all persons will be best served by the recommended action. A more careful consideration of personal circumstances, preferences, and values is needed.

Appendix 3: Critical Appraisal of Included Publications

Table 5: Strengths and Limitations of Systematic Reviews and Meta-Analyses Using AMSTAR 26

Strengths

Limitations

Mojtahedzadeh et al. (2021)10

The research question of the systematic review was described clearly.

Clear inclusion and exclusion criteria were described. Inclusion criteria included the components of population, intervention, comparators, and outcome.

Multiple databases were searched to identify eligible studies. Snowball searching of references was also conducted. The literature search was conducted within 24 months before the completion of the review.

Two reviewers conducted study selection independently. There was good inter-rater agreement as assessed using the kappa statistic.

Characteristics of the included studies such as interventions, comparators, study designs, and outcomes were described

Risk of bias of the included studies was assessed using the CASP checklist. Risk of bias in the individual studies was reported.

It was unclear whether the review protocol was established before the conduct of the review.

The rationale for the selection of study design for inclusion in the review was not described.

It was unclear whether data extraction was conducted by 2 reviewers independently.

A list of excluded studies was not provided.

The population characteristics of the included studies such as mean age or sex of the participants were not provided. As adult and pediatric patients were of interest to the review, it was not possible to confirm that the included studies relevant to the current report were conducted exclusively in adult populations.

Results of the individual studies were not reported.

Overall results of the systematic review were not reported in detail.

Sources of funding for the studies as well as potential sources of conflict of interest were not reported.

Publication bias was not assessed.

Zhao et al. (2020)11

The research question of the systematic review was described clearly.

Clear inclusion and exclusion criteria were described. Inclusion criteria included the components of population, intervention, comparators, and outcome.

The systematic review was an update of a 2016 Cochrane review. Review methods were established before the conduct of the first version of the review. Deviations from the protocol were described and justified.

Multiple databases were searched to identify eligible studies. Bibliographies and trial registries were searched. Expert and manufacturer consultation for additional studies was conducted. The literature search was conducted within 24 months before the completion of the review.

Study selection and data extraction were conducted by 2 independent reviewers. Discrepancies were addressed and resolved through discussion.

A list for excluded studies, along with the reasons for exclusion, was provided.

Characteristics and details of the included studies were reported in detail. Sources of funding for the individual studies were also reported.

Quality assessment of the included studies was performed using the Cochrane Risk of Bias tool. Detailed risk of bias of each of the included studies was provided.

Appropriate methods were used for conducting meta-analyses. For the meta-analyses relevant to the current report, fixed effect models were used due to the low number of RCTs identified (2 RCTs). Results of the meta-analyses were reported as effect sizes (risk ratios) and 95% confidence intervals.

Heterogeneity was assessed using the I2 statistic.

Subgroup analyses were planned in case of considerable heterogeneity. Sensitivity analyses were planned to assess the effect of studies with high risk of bias or different diagnostic criteria for VAP.

Quality of evidence was assessed using the GRADE approach.

The SR excluded quasi randomized and non-randomized studies. The rationale for the selection of study design for inclusion in the review was not described.

All included relevant RCTs were reported to have high risk of bias. Methodological limitations and bias in the individual studies could lower the validity of the results of the SR and of the meta-analyses.

It was planned that publication bias would be investigated using funnel plots if there were more than 10 studies for each outcome. Due to the low number of studies identified for each outcome, publication bias was not assessed.

Lee et al. (2019)9

The research question of the systematic review was described clearly.

Clear inclusion and exclusion criteria were described. Inclusion criteria included the components of population, intervention, comparators, and outcome.

Multiple databases were searched to identify eligible studies. Bibliographies were searched. The literature search was conducted within 24 months before the completion of the review.

Study selection and data extraction were conducted by 2 independent reviewers. Discrepancies were addressed and resolved through discussion.

A list for excluded studies, along with the reasons for exclusion, was provided.

Characteristics and details of the included studies were reported in detail.

Quality assessment of the included studies was performed using the Cochrane Risk of Bias tool. Risk of bias of each of the included studies was provided.

A meta-analysis was conducted to statistically combine the results of the individual studies. However, this was not relevant to the current report.

The authors had no conflicts of interests to declare.

It was unclear whether the review protocol was established before the conduct of the review.

The rationale for the selection of study design for inclusion in the review was not described.

Some details of the included studies such as the number of participants in the individual studies were not reported.

Sources of funding for the studies as well as potential sources of conflict of interest were not reported.

All comparators (e.g., placebo, potassium permanganate, standard care) were grouped together in the meta-analysis. Subgroup or sensitivity analyses were not conducted with different comparators. The comparative effectiveness of CHX against other specific oral care agents was not provided separately from other types of comparators.

AMSTAR-2 = A MeaSurement Tool to Assess systematic Reviews 2; CASP = Critical Appraisal Skills Programme; CHX = chlorhexidine; GRADE = Grading of Recommendations, Assessment, Development and Evaluation; RCT = randomized controlled trials; SR = systematic review; VAP = ventilator-associated pneumonia.

Note that this appendix has not been copy-edited.

Table 6: Strengths and Limitations of Clinical Studies Using the Downs and Black Checklist7

Strengths

Limitations

Izadi et al. (2021)12

The study was designed as a double-blind randomized controlled trial.

Study objectives were reported.

Participants of both groups were recruited over the same period of time from 2 hospitals. Facilities at the study centre were likely representative of the treatment that the majority of patients receive.

The study outcome, oral health, was measured using a validated tool.

Patients in treatment and control groups were followed up for the same period.

Note: The study was published as a correspondence (i.e., a letter to the editor). Only limited details about the study methodology, participants, statistical analysis and results were reported in the publication. Therefore, a thorough critical appraisal of the study regarding internal and external validity was not possible.

Characteristics of patients included in the study, such as mean age, duration of ventilation, and comorbidities, were not reported.

Strength of CHX used for oral care in the treatment group was not reported.

A list of potential confounders was not provided. Since baseline and clinical characteristics of patients were not reported, any impact of confounding factors on the study results was unclear.

Among the 78 patients included in the study, 5 were withdrawn. They were not included in the analysis. The reason for their exclusion was unclear.

Adverse events in treatment and control groups were not reported.

Patients were followed up for 5 days. It is unclear whether a longer duration of treatment would have affected the results of the study.

The statistical tests used to compare the tests were unclear. Change in oral health score compared to baseline was not compared between the groups.

It was unclear whether a sample size calculation was conducted to ensure adequate power.

Kes et al. (2021)13

The study was a single-blind randomized controlled trial.

Critical care nurses who provided the treatment and most of the researchers were blinded to the allocation.

The objectives of the study were clearly described, along with participant inclusion and exclusion criteria.

Main study outcomes were described clearly in the methods section. Definitions of outcomes were provided and were assessed using validated tools.

Study interventions and comparators were described.

Main study findings were reported using simple outcome data (e.g., denominators and numerators).

All patients who met the inclusion criteria from the source population were enrolled in the study. Patients in treatment and control groups were enrolled from the same centre. Facilities at the study centre were likely representative of the treatment that the majority of patients receive.

Although it was described as single-blind, it was unclear whether the patients were blinded to the treatment.

In the main results, estimates of random variability (e.g., confidence intervals) were not reported. In some outcomes, actual P values were not reported, but rather indicted as “not significant.”

Adverse events in treatment and control groups were not reported.

Among 76 patients randomized in the trial, 19 (25%) dropped out due to various reasons (e.g., death, lost to follow-up). These participants were excluded from the analysis.

According to the power calculation reported in the study, 38 patients were required in each group to ensure adequate power. The outcome for which this calculation was performed was not clear.

Change in oral health score compared to baseline was not compared between the groups.

Patients were followed up for 3 days. It is unclear whether a longer duration of treatment would have affected the results of the study.

Table 7: Strengths and Limitations of Guideline Using AGREE II8

Item

Registered Nurses’ Association of Ontario (2020)14

Domain 1: Scope and Purpose

1. The overall objective(s) of the guideline is (are) specifically described.

Yes

2. The health question(s) covered by the guideline is (are) specifically described.

Yes

3. The population (patients, public, etc.) to whom the guideline is meant to apply is specifically described.

Yes

Domain 2: Stakeholder Involvement

4. The guideline development group includes individuals from all relevant professional groups.

Yes

5. The views and preferences of the target population (patients, public, etc.) have been sought.

Probably yes

6. The target users of the guideline are clearly defined.

Yes

Domain 3: Rigour of Development

7. Systematic methods were used to search for evidence.

Yes

8. The criteria for selecting the evidence are clearly described.

Yes

9. The strengths and limitations of the body of evidence are clearly described.

Yes

10. The methods for formulating the recommendations are clearly described.

Yes

11. The health benefits, side effects, and risks have been considered in formulating the recommendations.

Yes

12. There is an explicit link between the recommendations and the supporting evidence.

Probably yes

13. The guideline has been externally reviewed by experts before its publication.

Yes

14. A procedure for updating the guideline is provided.

Yes

Domain 4: Clarity of Presentation

15. The recommendations are specific and unambiguous.

Yes

16. The different options for management of the condition or health issue are clearly presented.

Yes

17. Key recommendations are easily identifiable.

Yes

Domain 5: Applicability

18. The guideline describes facilitators and barriers to its application.

19. The guideline provides advice and/or tools on how the recommendations can be put into practice.

Yes

20. The potential resource implications of applying the recommendations have been considered.

Unclear

21. The guideline presents monitoring and/or auditing criteria.

Yes

Domain 6: Editorial Independence

22. The views of the funding body have not influenced the content of the guideline.

Yes

23. Competing interests of guideline development group members have been recorded and addressed.

Yes

AGREE II = Appraisal of Guidelines for Research and Evaluation II.

Appendix 4: Main Study Findings and Authors’ Conclusions

Note that this appendix has not been copy-edited.

Table 8: Summary of Findings by Outcome: Ventilator-Associated Pneumonia

Comparison

Study Citation and Study Design

Detailed Findings

Incidence of VAP

CHX vs. herbal oral care products

Mojtahedzadeh et al. (2021)10

SR (7 RCTs)

Among the relevant included studies, the herbal oral care products considered were Miswak (2 studies), Matrica (2 studies), Orthodentol mouthwash (1 study), Echinacea and aloe vera extract (1 study), and Zufa (1 study)

Results: “Our assessment of the reviewed studies demonstrates that chlorhexidine and some other oral herbal medications have a critical role in the reduction of the oral microbial flora of the mouth and subsequently prevent hospital-acquired Infections including VAP.” (p.3667)10

Note: Results of the individual included studies were not reported in the publication.

CHX vs. potassium permanganate

Zhao et al. (2020)11

SR and MA (2 RCTs)

Meidani et al. (2018) and Panchbhai et al. (2009): RR = 0.87 (95% CI, 0.50 to 1.52); P = 0.63; I2 = 0%

Lee et al. (2019)9

SR (1 RCT)

Panchbhai et al. (2009): RR = 0.88 (95% CI, 0.42 to 1.71)

CHX vs. ozonated water

Zhao et al. (2020)11

SR and MA (1 RCT)

Hanifi et al. (2017): RR = 2.60 (95% CI, 1.12 to 6.03); P = 0.03

CHX vs. Nanosil

Zhao et al. (2020)11

SR and MA (1 RCT)

Khaky et al. (2018): RR = 8.76 (95% CI, 1.17 to 65.78); P = 0.03

CHX vs. hydrogen peroxide

Zhao et al. (2020)11

SR and MA (2 RCTs)

Dahiya et al. (2012): RR = 0.29 (95% CI, 0.06 to 1.28); P = 0.10

Bopp et al. (2006):

CHX + toothbrushing (n = 2): 0 cases of VAP

Control group (n = 3): 1 case of VAP

CHX vs. miswak

Zhao et al. (2020)11

SR and MA (1 RCT)

Irani et al. (2019): RR = 13.00 (95% CI, 0.76 to 222.31); P = 0.08

CHX vs. bicarbonate

Lee et al. (2019)9

SR (1 RCT)

Fourrier et al. (2000): RR = 0.33 (95% CI, 0.14 to 0.81)

Kes et al. (2021)13

Single-blind RCT

Number of participants: CHX group, n = 38; Control group, n = 38

Incidence of VAP:

  • CHX group, n (%) = 10 (34.5)

  • Control group, n (%) = 17 (50.7)

  • P = 0.043

CHX vs. saline

Lee et al. (2019)9

SR (2 RCTs)a

Ozcaka et al. (2012): RR = 0.60 (95% CI, 0.37 to 0.98)

Tantipong et al. (2008): RR = 0.43 (95% CI, 0.16 to 1.17)

CHX = chlorhexidine; CI = confidence interval; MA = meta-analysis; RCT = randomized controlled trial; RR = risk ratio; SR = systematic review; VAP = ventilator-associated pneumonia.

aResults of the 2 RCTs were reported by more than 1 SR, but are presented once in the table, to avoid reporting results in duplicate.

Table 9: Summary of Findings by Outcome: Mortality

Comparison

Study citation and study design

Detailed findings

CHX vs. potassium permanganate

Zhao et al. (2020)11

SR and MA (2 RCTs)

ICU or 30-day all-cause mortality:

Meidani et al. (2018) and Panchbhai et al. (2009): RR = 1.11 (95% CI, 0.89 to 1.38); P = 0.34; I2 = 37%

Lee et al. (2019)9

SR (1 RCT)

ICU mortality:

Panchbhai et al. (2009): RR = 1.18 (95% CI, 0.96 to 1.46)

CHX vs. Nanosil

Zhao et al. (2020)11

SR and MA (1 RCT)

ICU or 30-day all-cause mortality:

Khaky et al. (2018): RR = 4.87 (95% CI, 0.24 to 98.18); P = 0.30

CHX vs. bicarbonate

Lee et al. (2019)9

SR (1 RCT)

ICU mortality:

Fourrier et al. (2000): RR = 0.43 (95% CI, 0.12 to 1.50)

CHX vs. saline

Lee et al. (2019)9

SR (2 RCTs)a

ICU mortality:

Ozcaka et al. (2012): RR = 0.99 (95% CI, 0.65 to 1.50)

Tantipong et al. (2008): RR = 1.00 (95% CI, 0.69 to 1.45)

CHX = chlorhexidine; CI = confidence interval; MA = meta-analysis; RCT = randomized controlled trial; RR = risk ratio; SR = systematic review; VAP = ventilator-associated pneumonia.

aResults of the 2 RCTs were reported by more than 1 SR, but are presented once in the table, to avoid reporting results in duplicate.

Table 10: Summary of Findings by Outcome: Oral Health

Comparison

Study citation and study design

Detailed findings

CHX vs. ozonated water

Izadi et al.,(2021)12

Double-blind RCT

Number of participants: CHX group, n = 37; Control group, n = 36

Oral health measured using BOAS score:

  • Day 0 (baseline):

    • CHX group, mean (SD) = 9.24 (2.76)

    • Control group, mean (SD) = 10.05 (2.30)

    • P = 0.177

  • Day 1:

    • CHX group, mean (SD) = 9.10 (2.69)

    • Control group, mean (SD) = 9.86 (2.21)

    • P = 0.197

  • Day 3:

    • CHX group, mean (SD) = 8.89 (2.66)

    • Control group, mean (SD) = 7.80 (1.80)

    • P = 0.045

  • Day 5:

    • CHX group, mean (SD) = 8.67 (2.60)

    • Control group, mean (SD) = 6.91 (1.55)

    • P = 0.001

CHX vs. bicarbonate

Kes et al. (2021)13

Single-blind RCT

Number of participants: CHX group, n = 38; Control group, n = 38

Oral health measured using BOAG score:

  • Day 0:

    • CHX group, mean (SD) = 12.28 (2.83)

    • Control group, mean (SD) = 10.96 (2.43)

    • P = “not significant”

  • Day 2:

    • CHX group, mean (SD) = 9.79 (2.21)

    • Control group, mean (SD) = 11.57 (2.53)

    • P = “not significant”

  • Day 3:

    • CHX group, mean (SD) = 8.48 (1.96)

    • Control group, mean (SD) = 10.46 (2.06)

    • P = “not significant”

  • Total from Day 0 to Day 3:

    • CHX group, mean (SD) = 10.18 (2.82)

    • Control group, mean (SD) = 11 (2.36)

    • P = 0.025

BOAG = Barnason’s oral assessment guide; BOAS = Beck oral assessment scale CHX = chlorhexidine; CI = confidence interval; RCT = randomized controlled trial; RR = risk ratio; SD = standard deviation.

Table 11: Summary of Findings by Outcome: Other Outcomes

Comparison

Study citation and study design

Detailed findings

Use of systemic antibiotics

CHX vs. miswak

Zhao et al. (2020)11

SR and MA (1 RCT)

Irani et al. (2019): RR = 1.04 (95% CI, 0.83 to 1.30)

VAT

CHX vs. bicarbonate

Kes et al. (2021)13

Single-blind RCT

Number of participants: CHX group, n = 38; Control group, n = 38

Incidence of VAT:

CHX group, n (%) = 2 (6.9)

Control group, n (%) = 4 (14.3)

P = 0.318

CHX = chlorhexidine; CI = confidence interval; MA = meta-analysis; RCT = randomized controlled trial; RR = risk ratio; SR = systematic review; VAP = ventilator-associated tracheobronchitis.

Table 12: Summary of Recommendations in Included Guideline

Recommendations and supporting evidence

Quality of evidence and strength of recommendations

Registered Nurses’ Association of Ontario (2020)14

No specific recommendation regarding chlorhexidine and alternative oral care agents for routine use in critically ill adults to prevent VAP was made in the guideline.

Recommendation: “The expert panel suggests that health providers follow a multi-component oral care protocol that includes:

  • an oral health assessment using a standardized approach and/or validated tool appropriate to the person and health setting [7 studies]

  • an individualized oral care plan; [1 study]

  • step-by-step instructions for oral care, including tooth and denture brushing; [6 studies] and

  • identification of required oral care tools and supplies.[6 studies]” (p.32)14

Standardized approach:

  • “The evidence suggests that when health providers use a standardized approach and/or a validated oral health assessment tool, they may have a better ability to measure changes in oral health (64). It also may reduce the rates of HAP or VAP (37, 61–63, 65, 66)” (p.33)14

Individualized oral care plan:

  • “Evidence suggests that when health providers conduct an oral health assessment in conjunction with a documented oral care plan, there may be a reduction in VAP rates (62).” (p.35)14

Certainty of evidence:a Very low

Strength of recommendation:b Conditional

Step-by-step instructions:

  • The guideline panel suggested that a reduction in the rate of VAP may occur when a step-by-step instruction for oral care is followed. However, no evidence was identified regarding specific management strategies.

  • “When providing oral care to persons who have advanced airways, adjustments may need to be made to the endotracheal or tracheal tube.[…] The endotracheal tube should be moved to rest on the opposite side of the mouth in order to prevent device-related pressure injury” (p.36)14 [4 studies]

Oral care tools and supplies:

  • A reduction in the rate of VAP may occur when the oral care protocol specifies the required instruments and supplies. [6 studies]

  • A list of oral care products and supplies identified in the literature along with their uses and related evidence was provided in the guideline. This was not a recommendation.

A relevant summary is given below:

  • CHX: “Use of CHX (gel or mouth rinse) may decrease the risk of lower respiratory tract infections in critically ill cardiovascular surgery patients” (p.130)14

  • “In liquid form, the optimal dose tends to be 10mL of the 0.2% solution or 15 mL of the 0.12% solution, twice daily. Effective and accepted rinse times are 30 seconds. There was no evidence that one concentration of CHX mouth rinse (i.e., 0.1%, 0.12% or 0.2%) is better than another (157). ” (p.130)14

  • CHX and mortality: “in a meta-analysisG conducted by Klompas et al., there was a non-significant increase in mortality for non-cardiac surgery patients who received CHX oral care (159)” (p.130)14

  • In a retrospective study, Klompas et al. found that CHX oral care appeared to be associated with ventilator mortality (160). A meta-analysis by Price et al. found that among patients admitted to the general ICU, there was an increased mortality rate in patients who received oral care with CHX (161).” (p.130)14

Povidone-iodine: “Povidone-iodine mouth rinse may be more effective than a saline mouth rinse in reducing the incidence of VAP, although the quality of the evidence is weak (150). ” (p.130)14

VAP = ventilator-associated pneumonia.

aCertainty of evidence was assessed using the GRADE approach, with the following ratings:

Very low: We have very little confidence in the effect estimate: the true effect is likely to be substantially different from the estimate of effect.

Low: Our confidence in the effect estimate is limited: the true effect may be substantially different from the estimate of the effect.

Moderate: We are moderately confident in the effect estimate: the true effect is likely to be close to the estimate of the effect, but there is a possibility that it is substantially different.

High: We are very confident that the true effect lies close to that of the estimate of the effect.

bStrengths of recommendations included the following:

Strong recommendation: It implies that a majority of persons will be best served by the recommended action.

Conditional recommendation: Some uncertainty exists. Not all persons will be best served by the recommended action. A more careful consideration of personal circumstances, preferences, and values is needed.

Appendix 5: Overlap Between Included Systematic Reviews

Note that this appendix has not been copy-edited.

Table 13: Overlap in Relevant Primary Studies Between Included Systematic Reviews

Primary study citation

Mojtahedzadeh et al. (2021)10

Zhao et al., (2020)11

Lee et al., (2019)9

Berry et al., Int J Nurs Stud 2011;48(6):681-688.

No

No

Yes

Bopp et al., Journal of Dental Hygiene 2006;80(3):9.

No

Yes

No

Dahiya et al., Nursing Journal of India 2012;103:89-91.

No

Yes

No

Ebrahimian et al., Iranian Red Crescent Medical Journal, 21(5): e89639.

Yes

No

No

Fourrier et al., Intensive Care Med 2000;26(9):1239-1247.

No

No

Yes

Hafez et al., International Journal of Current Microbiology and Applied Sciences, 4:723–732.

Yes

No

No

Hanifi et al., Iranian Red Crescent Medical Journal 2017;19(10):e60576.

No

Yes

No

Irani et al., Medical Surgical Nursing Journal 2019;8(4):e100387.

Yes

Yes

No

Khaky et al., Medicinski Arhiv 2018;72:206-9.

No

Yes

No

Maarefvand et al., Modern Care Journal 2015;12(3):114–118.

Yes

No

No

Meidani et al., International Journal of Preventive Medicine 2018;9(1):93.

No

Yes

No

Mirzakhani et al., Journal of Client-Centered Nursing Care, 3(2): 161–166.

Yes

No

No

Munro et al., Am J Crit Care 2009;18(5):428-437.

No

No

No

O¨zcaka O¨, J Periodontal Res 2012;47(5):584-592.

No

Yes

Yes

Panchbhai et al.,Chest 2009;135(5):1150-6.

No

Yes

Yes

Rezaei et al., Journal of Indian Society of Periodontology, 20(4):404–408.

Yes

No

No

Rezvani et al., 2018 Archives of Anesthesiology and Critical Care, 4(3):492–496.

Yes

No

No

Tantipong et al., Infect Control Hosp Epidermiol 2008;29(2):131-136.

No

Yes

Yes

Appendix 6: References of Potential Interest

Review Articles

1.Alecrim RX, Taminato M, Belasco A, Longo MCB, Kusahara DM, Fram D. Strategies for preventing ventilator-associated pneumonia: an integrative review. Rev Bras Enferm. 2019;72(2):521-530.PubMed

Guidelines of Unclear Methodology

2.Collins T, Plowright C, Gibson V, et al. British Association of Critical Care Nurses: Evidence-based consensus paper for oral care within adult critical care units. Nurs Crit Care. 2021;26(4):224-233.PubMed

Additional References

3.Burja S, Belec T, Bizjak N, Mori J, Markota A, Sinkovič A. Efficacy of a bundle approach in preventing the incidence of ventilator associated pneumonia (VAP). Bosn J Basic Med Sci. 2018;18(1):105-109.PubMed

4.Jackson L, Owens M. Does oral care with chlorhexidine reduce ventilator-associated pneumonia in mechanically ventilated adults? Br J Nurs. 2019;28(11):682-689.PubMed

5.Parreco J, Soe-Lin H, Byerly S, et al. Multi-Center Outcomes of Chlorhexidine Oral Decontamination in Intensive Care Units. Surg Infect (Larchmt). 2020;21(8):659-664.PubMed